Notice of Funding Opportunity – Gaborone Child Labor ARDF Grant

U.S. DEPARTMENT OF STATE
U.S. Embassy Gaborone

Notice of Funding Opportunity

Funding Opportunity Title: Child Labor in Botswana

Funding Opportunity Number: 

Deadline for Applications: August 23, 2021

Assistance Listing Number: 19.225

Total Amount Available: $300,000

A. PROGRAM DESCRIPTION
The U.S. Embassy Gaborone of the U.S. Department of State announces an open competition for organizations to submit applications to carry out a program to strengthen children’s rights in Botswana by raising awareness of child labor, particularly in agriculture, empowering civil society and local leaders to contribute to solutions, and ensuring laws meant to protect children are enforced by the government.

Strengthen children’s rights in Botswana by raising awareness of child labor, empowering civil society and local leaders to contribute to solutions, and ensuring laws meant to protect children are enforced by the government.

Please follow all instructions below.

Priority Region: Botswana

Program Objectives: 

Child labor exists in Botswana, particularly in the commercial agriculture and cattle sector, but the scope of it is largely not known, and enforcement of Botswana’s existing laws on child labor is minimal.  A lack of research and inconsistences in knowledge about child labor likely contribute to these problems by driving conceptions that child labor only occurs in isolation and that children’s work is mostly harmless.  There is also little public awareness of the issue.  Many child workers are from the San ethnic group, a minority population that has face considerable discrimination on land rights, education, and language.  The Government of Botswana has little capacity to enforce labor laws due to shortages of inspectors and a lack of easy access to agricultural sites.  

The proposed project includes the following activities:

  • Research:  A study of child labor to identify trends and possible tactics in countering the problem.  This would provide badly needed data on the scale of child labor in Botswana, the type of work children are engaged in, potential hazardous work, government actions in response to child labor, and barriers that prevent enforcement of laws on child labor.
  • Outreach:  Engage with stakeholders through a series of workshops in agricultural regions, including cattle farming areas of Ghanzi and Tsabong, to ensure they are aware of child labor regulations, can identify child labor, know their responsibilities under the law, and are able to play a productive part in finding solutions.  This outreach would include traditional leaders, San ethnic groups, parents, and most importantly, farmers and cattle industry organizations.  Local government labor divisions would also be included.
  • Public Awareness: The project will fund media campaigns on radio, local television and through social media in farming areas to raise awareness of what child labor looks like, its deleterious effects on children and their rights, and how to report it. This public awareness would also focus on government officials, encouraging them to take greater action to address the problem.
  • Victim Assistance: Botswana’s system of child victim assistance, including for issues such as Gender Based Violence and Trafficking in Persons (TIP), is highly dependent on a loose network of poorly funded NGOs and victim assistance groups.  Most are based in Gaborone, meaning any child in need of assistance must be brought to the capital, often more than a thousand kilometers in distance.  The project would work with these NGOs to improve their ability to identify and provide services to children in child labor situations, and expand their reach beyond the capital city.

The role of the grantee will be the following:

  • Organize logistics, present information, and host a series of events or educational/cultural sessions, each focused on at least one of the priority areas listed above. 
  • The award amount is inclusive of venue, travel, speaker, media, refreshment or any other fees. No funding above or beyond the $300,000 award ceiling will be considered.
  • Applicants should consider that much of this work with occur outside of Botswana’s capital and major population centers, which will require budgeting for travel to rural areas outside of public transportation networks.  Successful applicants will also detail a strategy for gaining access to traditional communities, farmers, local leaders, government officials, and local business communities.  
  • Given the ongoing constraints on public gathering and travel posed by COVID-19, grantees should be prepared to explain how their proposals could be conducted virtually as a contingency if in-person events are not possible.

Participants and Audiences:

Participants and audiences include:

  • Children engaged in child labor and their parents
  • Government of Botswana labor inspectors and labor officials
  • Botswana’s Parliament and political leadership
  • The general public, with a particular focus on those in cattle and agricultural regions
  • Social services organizations and shelters
  • Indigenous groups in Botswana.

B. FEDERAL AWARD INFORMATION

Length of performance period: 18 months

Number of awards anticipated: 1 award

Award amounts: awards may range to a maximum of $300,000

Total available funding: $300,000

Type of Funding:  FY20/21 Economic Support Funds under the Foreign Assistance Act 

Anticipated program start date:  January 1, 2022

This notice is subject to availability of funding.

Funding Instrument Type:  Grant

Program Performance Period: Proposed programs should be completed in 18 months or less. 

C. ELIGILIBITY INFORMATION

  1. Eligible Applicants

The following organizations are eligible to apply:  

  • Not-for-profit organizations, including think tanks and civil society/non-governmental organizations 
  • Public and private educational institutions
  • Individuals
  • Public International Organizations
  1. Cost Sharing or Matching

None

  1. Other Eligibility Requirements

In order to be eligible to receive an award, all organizations must have a unique entity identifier (Data Universal Numbering System/DUNS number from Dun & Bradstreet), as well as a valid registration on www.SAM.gov. Please see Section D.3 for information on how to obtain these registrations.  Individuals are not required to have a unique entity identifier or be registered in SAM.gov.

D. APPLICATION AND SUBMISSION INFORMATION

  1. Address to Request Application Package

Application forms required below are available at grants.gov

  1. Content and Form of Application Submission  

Please follow all instructions below carefully. Proposals that do not meet the requirements of this announcement or fail to comply with the stated requirements will be ineligible.

Content of Application

Please ensure:

  • The proposal clearly addresses the goals and objectives of this funding opportunity
  • All documents are in English
  • All budgets are in U.S. dollars
  • All pages are numbered
  • All documents are formatted to 8 ½ x 11 paper, and
  • All Microsoft Word documents are single-spaced, 12 point Times New Roman font, with a minimum of 1-inch margins.

The following documents are required:  

1. Mandatory application forms

  • SF-424 (Application for Federal Assistance – organizations) or SF-424-I (Application for Federal Assistance –individuals) at Grants.gov
  • SF-424A (Budget Information for Non-Construction programs) at Grants.gov
  • SF-424B (Assurances for Non-Construction programs) at Grants.gov (note: the SF-424B is only required for individuals and for organizations not registered in SAM.gov)

2. Summary Page: Cover sheet stating the applicant name and organization, proposal date, program title, program period proposed start and end date, and brief purpose of the program.

3. Proposal (10 pages maximum): The proposal should contain sufficient information that anyone not familiar with it would understand exactly what the applicant wants to do. You may use your own proposal format, but it must include all the items below.  

  • Proposal Summary: Short narrative that outlines the proposed program, including program objectives and anticipated impact.
  • Introduction to the Organization or Individual applying: A description of past and present operations, showing ability to carry out the program, including information on all previous grants from the U.S. Embassy and/or U.S. government agencies.
  • Problem Statement: Clear, concise and well-supported statement of the problem to be addressed and why the proposed program is needed
  • Program Goals and Objectives:  The “goals” describe what the program is intended to achieve.  The “objectives” refer to the intermediate accomplishments on the way to the goals. These should be achievable and measurable.
  • Program Activities: Describe the program activities and how they will help achieve the objectives. 
  • Program Methods and Design: A description of how the program is expected to work to solve the stated problem and achieve the goal.  Include a logic model as appropriate. 
  • Proposed Program Schedule and Timeline:  The proposed timeline for the program activities.  Include the dates, times, and locations of planned activities and events.
  • Key Personnel: Names, titles, roles and experience/qualifications of key personnel involved in the program.  What proportion of their time will be used in support of this program?  
  • Program Partners:  List the names and type of involvement of key partner organizations and sub-awardees.
  • Program Monitoring and Evaluation Plan: This is an important part of successful grants. Throughout the time-frame of the grant, how will the activities be monitored to ensure they are happening in a timely manner, and how will the program be evaluated to make sure it is meeting the goals of the grant?  The performance indicators must include 
  • Future Funding or Sustainability Applicant’s plan for continuing the program beyond the grant period, or the availability of other resources, if applicable.

4. Budget Justification Narrative:  After filling out the SF-424A Budget (above), use a separate sheet of paper to describe each of the budget expenses in detail.  See section H. Other Information: Guidelines for Budget Submissions below for further information.

5.  Attachments :

  • 1-page CV or resume of key personnel who are proposed for the program
  • Letters of support from program partners describing the roles and responsibilities of each partner 
  • If your organization has a Negotiated Indirect Cost Rate Agreement (NICRA) and includes NICRA charges in the budget, your latest NICRA should be included as a PDF file.  
  • Official permission letters, if required for program activities
  1. Unique Entity Identifier and System for Award Management (SAM.gov) 

Required Registrations:

Any applicant listed on the Excluded Parties List System (EPLS) in the System for Award Management (SAM) is not eligible to apply for an assistance award in accordance with the OMB guidelines at 2 CFR 180 that implement Executive Orders 12549 (3 CFR, 1986 Comp., p. 189) and 12689 (3 CFR, 1989 Comp., p. 235), “Debarment and Suspension.” Additionally, no entity listed on the EPLS can participate in any activities under an award.  All applicants are strongly encouraged to review the EPLS in SAM to ensure that no ineligible entity is included.

All organizations applying for grants (except individuals) must obtain these registrations.  All are free of charge:

  • Unique entity identifier from Dun & Bradstreet (DUNS number) 
  • NCAGE/CAGE code 
  • www.SAM.gov registration 

Step 1: Apply for a DUNS number and an NCAGE number (these can be completed simultaneously) 

DUNS application: Organizations must have a Data Universal Numbering System (DUNS) number from Dun & Bradstreet. If your organization does not have one already, you may obtain one by calling 1-866-705-5711 or visiting http://fedgov.dnb.com/webform  

NCAGE application: Application page here: https://eportal.nspa.nato.int/AC135Public/scage/CageList.aspx  

Instructions for the NCAGE application process: 

https://eportal.nspa.nato.int/AC135Public/Docs/US%20Instructions%20for%20NSPA%20NCAGE.pdf  

For NCAGE help from within the U.S., call 1-888-227-2423 

For NCAGE help from outside the U.S., call 1-269-961-7766 

Email NCAGE@dlis.dla.mil for any problems in getting an NCAGE code. 

Step 2: After receiving the NCAGE Code, proceed to register in SAM.gov by logging onto: https://www.sam.gov.  SAM registration must be renewed annually.

  1. Submission Dates and Times

Applications are due no later than August 23, 2021

  1. Funding Restrictions

Funding is intended for activities in Botswana

  1. Other Submission Requirements

All application materials must be submitted by email to mannings@state.gov; schaperd@state.gov; and moreengar@state.gov

E. APPLICATION REVIEW INFORMATION

  1. Criteria

Each application will be evaluated and rated on the basis of the evaluation criteria outlined below. 

Quality and Feasibility of the Program Idea – 25 points:  The program idea is well developed, with detail about how program activities will be carried out. The proposal includes a reasonable implementation timeline.   

Organizational Capacity and Record on Previous Grants – 25 points: The organization has expertise in its stated field and has the internal controls in place to manage federal funds.  This includes a financial management system and a bank account.

Program Planning/Ability to Achieve Objectives – 15 points: Goals and objectives are clearly stated and program approach is likely to provide maximum impact in achieving the proposed results.

Budget – 10 points: The budget justification is detailed.  Costs are reasonable in relation to the proposed activities and anticipated results. The budget is realistic, accounting for all necessary expenses to achieve proposed activities. 

Monitoring and evaluation plan – 15 points: Applicant demonstrates it is able to measure program success against key indicators and provides milestones to indicate progress toward goals outlined in the proposal. The program includes output and outcome indicators, and shows how and when those will be measured.

Sustainability – 10 points: Program activities will continue to have positive impact after the end of the program.

  1. Review and Selection Process

A  review committee will evaluate all eligible applications.  

3. Federal Awardee Performance & Integrity Information System (FAPIIS)

For any Federal award under a notice of funding opportunity, if the Federal awarding agency anticipates that the total Federal share will be greater than the simplified acquisition threshold on any Federal award under a notice of funding opportunity may include, over the period of performance (see §200.88 Simplified Acquisition Threshold), this section must also inform applicants:

i. That the Federal awarding agency, prior to making a Federal award with a total amount of Federal share greater than the simplified acquisition threshold, is required to review and consider any information about the applicant that is in the designated integrity and performance system accessible through SAM (currently FAPIIS) (see 41 U.S.C. 2313);

ii. That an applicant, at its option, may review information in the designated integrity and performance systems accessible through SAM and comment on any information about itself that a Federal awarding agency previously entered and is currently in the designated integrity and performance system accessible through SAM;

iii. That the Federal awarding agency will consider any comments by the applicant, in addition to the other information in the designated integrity and performance system, in making a judgment about the applicant’s integrity, business ethics, and record of performance under Federal awards when completing the review of risk posed by applicants as described in §200.206 Federal awarding agency review of risk posed by applicants.

F. FEDERAL AWARD ADMINISTRATION INFORMATION

    1. Federal Award Notices

The grant award or cooperative agreement will be written, signed, awarded, and administered by the Grants Officer. The assistance award agreement is the authorizing document and it will be provided to the recipient for review and signature by email. The recipient may only start incurring program expenses beginning on the start date shown on the grant award document signed by the Grants Officer.

If a proposal is selected for funding, the Department of State has no obligation to provide any additional future funding. Renewal of an award to increase funding or extend the period of performance is at the discretion of the Department of State. 

Issuance of this NOFO does not constitute an award commitment on the part of the U.S. government, nor does it commit the U.S. government to pay for costs incurred in the preparation and submission of proposals. Further, the U.S. government reserves the right to reject any or all proposals received.

    1. Administrative and National Policy Requirements

Before submitting an application, applicants should review all the terms and conditions and required certifications which will apply to this award, to ensure that they will be able to comply.  

These include:

In accordance with the Office of Management and Budget’s guidance located at 2 CFR part 200, all applicable Federal laws, and relevant Executive guidance, the Department of State will review and consider applications for funding, as applicable to specific programs, pursuant to this notice of funding opportunity in accordance with the following:  NOTE: 

  • President’s September 2, 2020 memorandum, entitled Memorandum on Reviewing Funding to State and Local Government Recipients of Federal Funds that Are Permitting Anarchy, Violence, and Destruction in American Cities;
  • Executive Order on Combating Race and Sex Stereotyping (E.O. 13950);
  • Executive Order on Protecting American Monuments, Memorials, and Statues and Combating Recent Criminal Violence (E.O. 13933); and
  • Guidance for Grants and Agreements in Title 2 of the Code of Federal Regulations (2 CFR), as updated in the Federal Register’s 85 FR 49506 on August 13, 2020, particularly on:
    • Selecting recipients most likely to be successful in delivering results based on the program objectives through an objective process of evaluating Federal award applications (2 CFR part 200.205),
    • Prohibiting the purchase of certain telecommunication and video surveillance services or equipment in alignment with section 889 of the National Defense Authorization Act of 2019 (Pub. L. No. 115—232) (2 CFR part 200.216),
    • Promoting the freedom of speech and religious liberty in alignment with Promoting Free Speech and Religious Liberty (E.O. 13798) and Improving Free Inquiry, Transparency, and Accountability at Colleges and Universities (E.O. 13864) (§§ 200.300, 200.303, 200.339, and 200.341), 
    • Providing a preference, to the extent permitted by law, to maximize use of goods, products, and materials produced in the United States (2 CFR part 200.322), and
    • Terminating agreements in whole or in part to the greatest extent authorized by law, if an award no longer effectuates the program goals or agency priorities (2 CFR part 200.340).
    1. Reporting

Reporting Requirements: Recipients will be required to submit financial reports and program reports.  The award document will specify how often these reports must be submitted.  Reporting should be submitted on a quarterly basis.  

Applicants should be aware of the post award reporting requirements reflected in 2 CFR 200 Appendix XII—Award Term and Condition for Recipient Integrity and Performance Matters.

Foreign Assistance Data Review: As required by Congress, the Department of State must make progress in its efforts to improve tracking and reporting of foreign assistance data through the Foreign Assistance Data Review (FADR). The FADR requires tracking of foreign assistance activity data from budgeting, planning, and allocation through obligation and disbursement.  Successful applicants will be required to report and draw down federal funding based on the appropriate FADR Data Elements, indicated within their award documentation.  In cases of more than one FADR Data Element, typically program or sector and/or regions or country, the successful applicant will be required to maintain separate accounting records.

G.  FEDERAL AWARDING AGENCY CONTACTS

If you have any questions about the grant application process, please 

contact: mannings@state.gov; schaperd@state.gov; and moreengar@state.gov 

H.  OTHER INFORMATION 

Guidelines for Budget Justification

Personnel and Fringe Benefits: Describe the wages, salaries, and benefits of temporary or permanent staff who will be working directly for the applicant on the program, and the percentage of their time that will be spent on the program.

Travel: Estimate the costs of travel and per diem for this program, for program staff, consultants or speakers, and participants/beneficiaries. If the program involves international travel, include a brief statement of justification for that travel.

Equipment: Describe any machinery, furniture, or other personal property that is required for the program, which has a useful life of more than one year (or a life longer than the duration of the program), and costs at least $5,000 per unit.

Supplies: List and describe all the items and materials, including any computer devices, that are needed for the program. If an item costs more than $5,000 per unit, then put it in the budget under Equipment.

Contractual: Describe goods and services that the applicant plans to acquire through a contract with a vendor.  Also describe any sub-awards to non-profit partners that will help carry out the program activities. 

Other Direct Costs: Describe other costs directly associated with the program, which do not fit in the other categories. For example, shipping costs for materials and equipment or applicable taxes. All “Other” or “Miscellaneous” expenses must be itemized and explained.

Indirect Costs:  These are costs that cannot be linked directly to the program activities, such as overhead costs needed to help keep the organization operating.  If your organization has a Negotiated Indirect Cost Rate (NICRA) and includes NICRA charges in the budget, attach a copy of your latest NICRA. Organizations that have never had a NICRA may request indirect costs of 10% of the modified total direct costs as defined in 2 CFR 200.68.  

“Cost Sharing” refers to contributions from the organization or other entities other than the U.S. Embassy.   It also includes in-kind contributions such as volunteers’ time and donated venues.

Alcoholic Beverages:  Please note that award funds cannot be used for alcoholic beverages.